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News & Press: Insurance Advisories

Financial Service Regulators (AIC & IIROC) Strengthen Consumer Protection in Alberta

January 27, 2017  
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The Investment Industry Regulatory Organization of Canada (IIROC) and the Alberta Insurance Council (AIC) have signed a Memorandum of Understanding that will strengthen consumer protection and provide more effective regulation in Alberta.


Effective February 1, 2017, IIROC and AIC will immediately inform each other when they refuse to register/licence and individual who is registered/licensed with the other regulator or when an investigation is opened concerning an individual who is jointly registered. IIROC and AIC will also, where appropriate, conduct joint investigations and share relevant records when both regulators are investigating the same individual.


Read the Full Press Release.

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